Commissions & Charges at a Glance (Dealing Commissions are per Deal)

UK Equities, Preference Shares, Convertibles, Investment Trusts, Overseas Transactions and Warrants

Minimum	£20
1.65% on the first	£10,000
0.50% on the next	£90,000
0.40% on the excess over	£100,000

UK Purchases add 0.5% Stamp Duty.

For Overseas transactions add any Overseas Tax or Stamp Duty if applicable, plus transaction and annual charge of £50 if a 3rd party settlement agent is required. (As stocks vary, please enquire at time of dealing).

UK Gilts, Debentures and Loan Stocks

Minimum	£20
1.00% on the first	£10,000
0.50% on the next	£10,000
0.25% on the excess over	£20,000

Unit Trusts/OEICS

Sales on same scale as equities above. Purchases usually nil commission due to rebate to Pilling & Co by the Managers, otherwise charged as equities above.

Nominee Administration

Transfer out fee of £20 plus VAT per security but only if the stock was not bought through Pilling & Co or is transferred out of an account it was not originally purchased through, otherwise FREE.NRA0206

General Fees (plus VAT)

Probate/Certified Valuations	£10	per stock (min £30)
Transfer of beneficial ownership	£10	per stock plus stamp duty
Duplicate certificates	£10	per stock plus registrar/bank charges
Safe Custody of Foreign Stocks	£tba	enquire at time of deal

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